THE CAREER TRANSITION PROGRAM
This program is for talented professionals from other industries who are passionate about investment management and financial planning and are ready to launch a new career as a financial advisor. The best-suited candidates will be given 90 days to study for and pass the Series 65 exam to become a licensed advisor.
Program Purpose:
The goal is to provide a structured pathway for career-changers to acquire the foundational knowledge, certifications, and practical skills necessary to become a successful financial advisor.
This is a comprehensive program designed to bridge the gap between your professional experience and a new career in wealth management with a year of extensive on-the-job training and continuous professional development.
Ideal Candidate:
We are seeking a driven professional from any field with a strong desire to serve clients, excellent interpersonal skills, and a proven ability to learn quickly. The candidate should be highly motivated to obtain the necessary licenses and build a long-term career in financial services.
KEY BENEFITS
Structured Training
A clear, guided path to obtaining your Series 65, followed by a year of extensive on-the-job training.
Mentorship
Work directly with our experienced advisors to gain hands-on experience and real-world insights.
Support System
Gain access to our administrative, marketing, and compliance teams as you build your practice.
WHAT THE ROLE ENTAILS
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Licensing and Certification
Study for and pass the Series 65 exam (or other necessary exams) with our firm's full support and guidance.
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Foundational Knowledge
Participate in in-depth training sessions on core financial planning principles, investment strategies, and our firm's philosophy.
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Client Support
Assist senior advisors in preparing for and conducting client meetings, documenting notes, and following up on action items.
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Compliance & Operational Tasks
Learn the requirements of being compliant at an RIA firm, including using our technology platforms for data entry, client onboarding, and file management.
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Practice Building
Begin to build your own network and client base with the support and mentorship of our team.
Is a career in investment management calling you?